What criteria must be met to qualify as an individual professional investor?

Article author
Kabeer Pande
  • Updated

You must meet at least two of the following criteria as per Section 67 (6) Das Wertpapierhandelsgesetz (WpHG), Securities Trading Act of Germany:

  • Conducted an average of 10 transactions per quarter on the relevant market during the previous four quarters.
  • A financial instrument portfolio, including cash deposits and financial instruments, exceeding €0.5 million.
  • Employment for at least one year in a professional position in the financial sector that requires knowledge of the planned transactions or services.

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